-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OVkG5/s51QO+imIkAE82cJUXRYfV+PGYgtMCTpVNm7erq6y+2Bf7Rychme6IQtWS TG6vsVTV7YhB3bTvC9vRCQ== 0001019056-98-000493.txt : 19980812 0001019056-98-000493.hdr.sgml : 19980812 ACCESSION NUMBER: 0001019056-98-000493 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980811 SROS: NASD GROUP MEMBERS: CAPRICORN HOLDINGS, LLC GROUP MEMBERS: CAPRICORN INVESTORS II, LP GROUP MEMBERS: HERBERT S. WINOKUR, JR. GROUP MEMBERS: WINOKUR HERBERT S JR SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CCC INFORMATION SERVICES GROUP INC CENTRAL INDEX KEY: 0001017917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 541242469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-48115 FILM NUMBER: 98682666 BUSINESS ADDRESS: STREET 1: WORLD TRADE CENTER CHICAGO STREET 2: 444 MERCHANDISE MART CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 3122224636 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WINOKUR HERBERT S JR CENTRAL INDEX KEY: 0001046322 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-FACILITIES SUPPORT MANAGEMENT SERVICES [8744] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 30 E ELM ST CITY: GREENWICH STATE: CT ZIP: 06930 BUSINESS PHONE: 7032640330 MAIL ADDRESS: STREET 1: 30 E ELM ST CITY: GREENWICH STATE: CT ZIP: 06930 SC 13D/A 1 FORM SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* CCC INFORMATION SERVICES GROUP, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common stock, $0.10 par value ------------------------------------------ (Title of Class of Securities) 12487Q198 ---------------------- (CUSIP Number) James M. Better Drake S. Tempest, Esq. Capricorn Investors II, L.P. O'Melveny & Myers LLP c/o Capricorn Holdings, LLC The Citicorp Center 30 East Elm Street 153 East 53rd Street, 54th Floor Greenwich, Connecticut 06830 New York, New York 10022-4611 (203) 861-6600 (212) 326-2000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 7, 1998 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. - -------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("ACT") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Capricorn Investors II, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ---------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 1,337,000 EACH REPORT- ---------------------------------- ING PERSON 9 SOLE DISPOSITIVE POWER WITH ---------------------------------- 10 SHARED DISPOSITIVE POWER 1,337,000 ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,337,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.34% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Capricorn Holdings, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ---------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 1,337,000 EACH REPORT- ---------------------------------- ING PERSON 9 SOLE DISPOSITIVE POWER WITH ---------------------------------- 10 SHARED DISPOSITIVE POWER 1,337,000 ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,337,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.34% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Herbert S. Winokur, Jr. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES ---------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 1,337,000 EACH REPORT- ---------------------------------- ING PERSON 9 SOLE DISPOSITIVE POWER WITH ---------------------------------- 10 SHARED DISPOSITIVE POWER 1,337,000 ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,337,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.34% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- This Schedule 13D/A (Amendment No. 1) amends and supplements the Statement on Schedule 13D dated July 22, 1998 (the "STATEMENT"), filed by Capricorn Investors II, L.P. ("CAPRICORN II"), Capricorn Holdings, LLC ("CAPRICORN HOLDINGS") and Herbert S. Winokur, Jr. ("WINOKUR") with respect to the common stock, $0.10 par value ("COMMON STOCK") of CCC Information Services Group Inc. (the "COMPANY"). Capitalized terms used herein without definition have the meanings ascribed to them in the Statement. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 of the Statement is hereby amended by adding the following: Capricorn II has purchased 1,337,000 shares of Common Stock at a purchase price of $18.34 per share, 72 shares of the Company's Series C Cumulative Redeemable Preferred Stock ("SERIES C PREFERRED STOCK") at a purchase price of $1,000 per share and 407 shares of the Company's Series D Cumulative Redeemable Preferred Stock ("SERIES D PREFERRED STOCK") at a purchase price of $1,000 per share, for an aggregate purchase price of $24,999,580 for all shares purchased, plus accrued and unpaid dividends through July 21, 1998 on the Series C Preferred Stock and Series D Preferred Stock. The funds required to purchase the Common Stock, the Series C Preferred Stock and the Series D Preferred Stock were provided by capital contributed to Capricorn II by its partners. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 of the Statement is hereby amended by adding the following: On August 7, 1998, Capricorn II and White River Venture closed the Acquisition. In connection with the closing, Capricorn II acquired direct record and beneficial ownership of 1,337,000 shares of Common Stock and Capricorn Holdings and Winokur acquired indirect beneficial ownership of such Common Stock. Capricorn II also acquired 72 shares of Series C Preferred Stock and 407 shares of Series D Preferred Stock. Based upon 25,021,887 shares of Common Stock issued and outstanding on June 30, 1998 (as reported in response to an inquiry to the Company), and determined without giving effect to the exercise of any options to purchase shares or other rights to purchase or receive shares, the shares of Common Stock acquired by Capricorn II are equal to approximately 5.34% of the number of outstanding shares of Common Stock. Capricorn II, Capricorn Holdings and Winokur, may be deemed to share the power to vote and direct the disposition of the shares of Common Stock to be so acquired. Except as set forth herein and in the Statement, none of the reporting persons has effected any transactions in the Common Stock during the 60 days preceding the filing of this Schedule 13D (Amendment No. 1). ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Item 6 of the Statement is hereby amended by adding the following: At the closing of the Acquisition, White River Ventures and Capricorn II entered into the Shareholders Agreement in the form annexed as Exhibit 2 to the Statement. The Shareholders Agreement provides that Capricorn II and White River Ventures will vote all Common Stock now or hereafter acquired by them, and will take all reasonable action as shareholders of the Company to cause, the election to the board of directors of the Company of one individual designated from time to time by Capricorn II and any individuals designated from time to time by White River Ventures. Capricorn II's rights described in the preceding sentence may be exercised only so long as Capricorn II owns at least 80% of the Common Stock acquired by Capricorn II pursuant to the Stock Purchase Agreement. The Shareholders Agreement also provides the parties with certain rights relating to dispositions of Common Stock, including mutual "tag along" rights and mutual first offer rights with respect to sales of such stock by the parties and, in White River Ventures' case, "drag along" rights entitling White River Ventures to require the reporting persons to sell such shares in connection with sales by White River Ventures to the same purchaser and on substantially the same terms and conditions. Reference is made to the Shareholders Agreement filed as Exhibit 2 to the Statement for a complete statement of the terms thereof. By virtue of their execution of the Shareholders Agreement, the reporting persons and White River Ventures may be deemed to constitute a "group" within the meaning of Rule 13d- 5(b)(1) under the Act and, as such, each member of the group would be deemed to own beneficially all shares held, in the aggregate, by all group members. Pursuant to Rule 13d-4, the reporting persons disclaim beneficial ownership of the Common Stock held by White River Ventures. In connection with the closing of the Acquisition, Capricorn II also executed an Acknowledgment that the Common Stock acquired by Capricorn II is subject to the Amended and Restated Stockholders Agreement described in Item 6 of the Statement. A copy of the Acknowledgment in the form executed by Capricorn II was filed as Exhibit 3 to the Statement. The reporting persons disclaim membership in a group with the Stockholders and disclaim beneficial ownership of the Common Stock held by the Stockholders who are parties to the Amended and Restated Stockholders Agreement. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 11, 1998 CAPRICORN INVESTORS II, L.P. By Capricorn Holdings, LLC, its General Partner By: /s/ HERBERT S. WINOKUR, JR. --------------------------------------------- Herbert S. Winokur, Jr., Manager SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 11, 1998 CAPRICORN HOLDINGS, LLC By: /s/ HERBERT S. WINOKUR, JR. --------------------------------------- Herbert S. Winokur, Jr., Manager SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 11, 1998 By: /s/ HERBERT S. WINOKUR, JR. ----------------------------------- Herbert S. Winokur, Jr. -----END PRIVACY-ENHANCED MESSAGE-----